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15 handpicked stocks

Post-Archegos Compliance Tech

This carefully selected group of stocks represents companies providing the essential regulatory and compliance technologies banks now desperately need. After a massive $120 million settlement, financial institutions are under intense pressure to improve their risk management systems, creating valuable opportunities for tech providers in this space.

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Han Tan | Market Analyst

Updated 1 day ago | Published at July 15

Top Picks from This Group

Here are a few of the assets in this group. Create an account to unlock the full list.

MS

Morgan Stanley

MS

Current price

$144.63

Directly involved in the Archegos settlement, this bank exemplifies the institutions now under pressure to invest heavily in risk management and compl...

Directly involved in the Archegos settlement, this bank exemplifies the institutions now under pressure to invest heavily in risk management and compliance infrastructure to prevent future incidents.

GS

Goldman Sachs Group, Inc., The

GS

Current price

$730.72

As another key bank in the Archegos settlement, it faces heightened regulatory scrutiny, likely driving significant internal investment in advanced co...

As another key bank in the Archegos settlement, it faces heightened regulatory scrutiny, likely driving significant internal investment in advanced compliance and risk monitoring technologies.

BRKR

Bruker Corporation

BRKR

Current price

$33.52

Provides high-performance scientific instruments and analytical solutions that can be adapted for sophisticated financial modeling and risk analysis, ...

Provides high-performance scientific instruments and analytical solutions that can be adapted for sophisticated financial modeling and risk analysis, a core need for banks post-Archegos.

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About This Group of Stocks

1

Our Expert Thinking

The $120 million Archegos settlement has created a watershed moment for Wall Street compliance. Banks must now invest heavily in better risk management technologies and transparent reporting systems to satisfy regulators, driving substantial growth for companies that provide these essential solutions.

2

What You Need to Know

This group includes a mix of financial data providers, analytics companies, market infrastructure operators, and software firms. These companies offer the tools banks need to monitor counterparty risk, manage complex derivatives, and ensure regulatory compliance in a post-Archegos world.

3

Why These Stocks

These companies were selected because they provide mission-critical technologies that banks will need to prevent another Archegos-type collapse. The regulatory pressure on financial institutions creates a compelling opportunity in firms that offer sophisticated risk management and compliance solutions.

12 Month Growth Potential

Use the growth calculator to see how much investing in these assets could return over one year.

If you invested across these assets:

in 12 months it could be worth:

$1,000.00

+14.08%

Group Performance Snapshot

14.08%

Average 12 Month Profit

On average, analysts expect assets in this group to grow 14.08% over the next year.

10 of 15

Stocks Rated Buy by Analysts

10 of 15 assets in this group are rated Buy by professional analysts.

Source: Analyst sentiment is provided by Refinitiv Ltd, a global leader in financial market data with over 40k business clients. Refinitiv Ltd is an independent third party to Nemo. This is not advice.

Why You'll Want to Watch These Stocks

📊

Regulatory Pressure Creates Opportunity

Banks are being forced to upgrade their risk management systems after the Archegos collapse. This creates a significant growth opportunity for companies that provide compliance and monitoring technologies.

💰

A $120 Million Wake-Up Call

The massive settlement is just the beginning. Financial institutions will spend billions to avoid similar failures, directing substantial capital flows toward the companies in this group.

🛡️

Wall Street's New Must-Have Tools

These aren't just nice-to-have technologies anymore. Banks now view these solutions as essential shields against regulatory penalties and reputation damage, potentially driving sustained demand.

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