Following a record-breaking $165 million fine levied against ANZ for widespread misconduct, financial institutions are facing immense pressure to bolster their internal controls. This theme focuses on companies poised to benefit as banks accelerate spending on regulatory technology, risk management software, and compliance solutions to avoid similar costly penalties.
Published on December 19
Record fines are forcing banks to spend billions on RegTech solutions. This urgent need for compliance technology creates a powerful tailwind for specialised providers.
These companies provide mission-critical compliance and risk management systems that banks simply cannot operate without in today's regulatory environment.
Regulatory requirements only get stricter over time, creating predictable, recurring demand for compliance technology and consulting services.
Record-breaking fines like ANZ's £165 million penalty are creating a compliance crisis across the banking sector. Financial institutions are now compelled to dramatically increase spending on regulatory technology, risk management systems, and compliance infrastructure to avoid similar costly penalties. This represents a significant growth opportunity for companies that provide these essential solutions.
This group focuses on established technology companies and consultancies that serve the financial services industry with compliance, risk management, and regulatory solutions. These are predominantly large-cap, stable companies that benefit from long-term contracts and increasing regulatory requirements. The theme captures a defensive growth story driven by necessity rather than choice.
Each company was selected for its proven track record in serving financial institutions with compliance technology, risk management software, or regulatory consulting services. Our analysts identified firms with strong competitive positions in RegTech, established client relationships with major banks, and the technical expertise to help institutions navigate increasingly complex regulatory landscapes.
The basket's total market capitalisation is $5.32T and is heavily anchored by large-cap stocks that dominate its weighting. Large-cap dominance generally implies a more stable, market-tracking profile rather than a high-volatility, speculative one.
FICO: $41.76B
NICE: $6.78B
RELX: $74.55B
Get the full story on this Basket. Read our detailed article on its risks and potential.
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Disney is suing the FCC to block an early license review of its ABC stations, arguing the move is politically motivated retaliation against its news coverage. This unprecedented legal battle highlights the growing regulatory risks for traditional broadcasters and underscores the structural advantages of unregulated digital streaming platforms.
SK Hynix has unveiled a record-breaking 40 trillion won share buyback fueled by soaring demand for its AI memory chips. This historic capital return creates a compelling investment theme centered on high-bandwidth memory producers and the specialized equipment manufacturers that enable their advanced production.
Home Depot's recent earnings beat highlights consistent consumer spending on smaller household repair and maintenance projects. This ongoing trend presents promising opportunities for various home improvement retailers and building material suppliers.
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RELX PLC SPON ADS EACH REPR 1 ORD SHS GBP0.144
RELX
Current Price
$35.86
RELX's LexisNexis Risk Solutions division provides critical data and analytics for financial institutions to manage regulatory, compliance, and fraud ...
RELX's LexisNexis Risk Solutions division provides critical data and analytics for financial institutions to manage regulatory, compliance, and fraud risks.
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On average, analysts expect assets in this group to grow 34.51% over the next year.
13 of 15 assets in this group are rated Buy by professional analysts.
Use the growth calculator to see how much investing in these assets could return over one year, based on aggregated analyst sentiment provided by Refinitiv Ltd.
If you invested across these assets:
In 12 months it might be worth:
+34.51%
