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16 handpicked stocks

Financial Crime & Compliance

As banks face massive lawsuits over compliance failures, companies providing RegTech solutions are seeing growing demand. These stocks represent the essential technologies financial institutions need to prevent the next multi-billion dollar scandal.

Author avatar

Han Tan | Market Analyst

Published on July 2

Your Basket's Financial Footprint

Market capitalisation breakdown for the Financial Crime & Compliance basket.

Key Takeaways for Investors:
  • Large-cap dominance generally implies lower volatility and performance aligned with broad-market trends, reducing idiosyncratic risk.
  • Suitable as a core portfolio holding rather than a speculative trade; generally for foundational exposure.
  • Expect steady, long-term appreciation tendencies rather than explosive short-term gains; growth likely to be moderate.
Total Market Cap
  • ACIW: $5.12B

  • MITK: $442.32M

  • EFX: $28.14B

  • Other

About This Group of Stocks

1

Our Expert Thinking

The $2.7 billion lawsuit against Standard Chartered Bank over the 1MDB fraud scandal is forcing financial institutions worldwide to dramatically upgrade their compliance systems. This creates a powerful growth opportunity for companies providing the technology that detects and prevents financial crime.

2

What You Need to Know

This collection focuses on companies that provide essential regulatory technology, from identity verification and Know Your Customer (KYC) solutions to AI-powered fraud detection and transaction monitoring. These technologies are becoming non-discretionary investments for banks facing severe financial and reputational risks.

3

Why These Stocks

These companies were specifically selected because they provide the critical RegTech solutions that directly address the compliance weaknesses exposed by high-profile failures like 1MDB. As regulations tighten and enforcement increases, these providers stand to benefit from a sustained industry-wide spending cycle.

Why You'll Want to Watch These Stocks

💰

Billion-Dollar Necessity

With banks facing multi-billion dollar lawsuits, compliance tech has shifted from a cost center to a mission-critical investment. These companies provide the shields banks can't afford to skimp on.

📊

Regulatory Tidal Wave

Financial regulations are only getting stricter after scandals like 1MDB. Companies providing compliance solutions are riding a wave that shows no signs of breaking as enforcement intensifies.

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Hidden Tech Gems

While fintech payment apps get the spotlight, these behind-the-scenes compliance technology providers perform the critical work that keeps the entire financial system secure and trustworthy.

Get the full story on this Basket. Read our detailed article on its risks and potential.

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